Investors began investing with predecessor company, but OBSI says dealer liability has not changed
Fund dealer has refused to compensate an elderly couple as recommended by the Ombudsman
Biggest banks to stick with dispute resolution service though fiscal 2013
Investors will benefit from common standards for securities industry dispute resolution, regulators say
Advocacy group says consumers should avoid dealing with firms that don’t show “good faith” during disputes
This is the first time the Omubdsman has publicized an investment dealer’s refusal to compensate a client
Ombudsman to reveal the names of companies that have refused to comply with client compensation
Board approves changes following industry consultations
The CSA plans to publish proposals that would make OBSI the mandatory dispute resolution mechanism for all dealers
Appointments come in the wake of governance reforms