Regulator examines use of discretion in ratings, following OBSI alert
Reforms would extend program to fund dealers, expand monetary limits, fund certain costs
Self-regulatory organization consults on proposed disgorgement distribution policy
Fraud claims pass suitability issues among investment cases
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
With reforms pending, the organization will search for new consumer, industry board reps
Regulator proposes new regime to pay out disgorged funds to victims of misconduct
"Landmark" legislation is significant step forward in protecting investors, organization says
SRO proposes doubling maximum fines, toughening suspensions
Government endorses OSC's investor protection, capital formation efforts