Sponagle, Hill fined $500,000 each
Live Stock Adventure helps teach safe investing and financial literacy skills to middle school students
Elsie to pay $3,500 in fine and coss
Courtney fined for insider trading violations
TradeStation maintained futures accounts for N.S. investors
Commission reciprocates MSC order against Tri Clean
Firm to pay $125,000 administrative penalty
Regulators help caregivers recognize the signs of investment fraud
Activist investment firm to pay $300,000 penalty
The Nova Scotia Securities Commission has published its business plan for the coming year, highlighting its commitment to the passport system.In the plan, the commission notes that one of its top priorities “will be to continue nurturing the growing securities regulatory system set in motion by the Provincial/Territorial [memorandum of understanding] Regarding Securities Regulation adopted […]