Nova Scotia Securities Commission – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 18 Sep 2025 21:50:23 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Nova Scotia Securities Commission – Investment Executive https://www.investmentexecutive.com 32 32 Immigration scheme violated securities rules: NSSC https://www.investmentexecutive.com/uncategorized/immigration-scheme-violated-securities-rules-nssc/ Fri, 19 Sep 2025 08:49:44 +0000 https://www.investmentexecutive.com/?p=520639 Regulators to explore e-KYC, portable data https://www.investmentexecutive.com/news/regulators-to-explore-e-kyc-portable-data/ Tue, 18 Feb 2025 18:48:43 +0000 https://www.investmentexecutive.com/?p=502678 EMDs allowed to play in prospectus deals https://www.investmentexecutive.com/news/emds-allowed-to-play-in-prospectus-deals/ Thu, 20 Jun 2024 16:51:25 +0000 https://www.investmentexecutive.com/?p=488116 Nova Scotians warned about “pig-butchering” crypto scam that has cost victims $750K https://www.investmentexecutive.com/news/nova-scotians-warned-about-pig-butchering-crypto-scam-that-has-cost-victims-750k/ Mon, 09 Jan 2023 19:49:22 +0000 https://www.investmentexecutive.com/?p=458359 Prop trading firm sanctioned for oversight failures https://www.investmentexecutive.com/news/prop-trading-firm-sanctioned-for-oversight-failures/ Wed, 14 Sep 2022 17:39:30 +0000 https://www.investmentexecutive.com/?p=451396 Nova Scotia regulator bans repeat offender https://www.investmentexecutive.com/news/nova-scotia-regulator-bans-repeat-offender/ Tue, 11 Jan 2022 17:54:30 +0000 https://www.investmentexecutive.com/?p=437198 Do your research before investing: NSSC https://www.investmentexecutive.com/news/do-your-research-before-investing-nssc/ Mon, 01 Nov 2021 20:11:29 +0000 https://www.investmentexecutive.com/?p=432752 NSSC orders fraudsmen to pay nearly $2M https://www.investmentexecutive.com/news/nssc-orders-fraudsmen-to-pay-nearly-2m/ Wed, 22 Sep 2021 20:02:42 +0000 https://www.investmentexecutive.com/?p=429427 Regulators bring diversity push in-house https://www.investmentexecutive.com/news/regulators-bring-diversity-push-in-house/ Mon, 20 Sep 2021 17:39:38 +0000 https://www.investmentexecutive.com/?p=429158 Maritime regulators kick off diversity discussion https://www.investmentexecutive.com/news/maritime-regulators-kick-off-diversity-discussion/ Thu, 16 Sep 2021 14:22:18 +0000 https://www.investmentexecutive.com/?p=428811