Company: North American Securities Administrators Association

199 results found
Metal handcuffs placed over the word fraud

Fraudsters urging investors to buy new, risky investments, regulators say

Businessman Blowing Whistle Isolated on White Background

Proposed model act provides template for state whistleblower laws

State regulators warn against attempts to deregulate in response to Covid-19

Shocked middle aged mature woman feeling stressed reading unbelievable online news, surprised senior old lady looking at laptop amazed by unexpected stuck computer problem sit on sofa at home (Shocked middle aged mature woman feeling stressed reading

State and provincial regulators aim to snuff out online Covid-19 schemes

State regulators' reviews of smaller advisory firms find persistent shortcomings in online security

Fraudsters could exploit stock market turmoil, regulators warn

Regulators expect an array of pandemic-driven frauds

The group says investors need greater protections and oversight in private offerings

The group of regulators is providing tools to address women's longer lifespans and the gender pay gap

Regulators' efforts to prevent abuse are gaining traction