Company: North American Securities Administrators Association

203 results found
Shocked middle aged mature woman feeling stressed reading unbelievable online news, surprised senior old lady looking at laptop amazed by unexpected stuck computer problem sit on sofa at home (Shocked middle aged mature woman feeling stressed reading

Dozens of state and federal regulators charge that investors were duped by false claims

cryptocurrencies

Stories of "crypto millionaires" have led to big bets and big losses

old way, new way

U.S. firms continue to put their own interests ahead of clients' interests, regulators say

Proposed rules aim to address unpaid compensation to harmed investors

SEC, FINRA, NASAA join forces in investor protection push

papers on a desk

Shortcoming uncovered in state regulators' compliance reviews, NASAA reports

North American body adopts diversity, inclusion policy

Financial industry can be the first line of defence against exploitation of vulnerable investors

Young worried woman with empty piggy bank

The act would help governments provide financial help to victims of securities law violations

Accurate data on the true cost of elder exploitation is needed, trade group says