BlockFi agreed to a US$100-million penalty and to seek registration
Dozens of state and federal regulators charge that investors were duped by false claims
Stories of "crypto millionaires" have led to big bets and big losses
U.S. firms continue to put their own interests ahead of clients' interests, regulators say
Proposed rules aim to address unpaid compensation to harmed investors
SEC, FINRA, NASAA join forces in investor protection push
Shortcoming uncovered in state regulators' compliance reviews, NASAA reports
North American body adopts diversity, inclusion policy
Financial industry can be the first line of defence against exploitation of vulnerable investors
The act would help governments provide financial help to victims of securities law violations
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