Regulators to focus protecting seniors, high-frequency trading and crowdfunding
Seidt stresses the importance of maintaining the integrity of CRD data
Investments that incorporate virtual currency, such as Bitcoin, present very real risks
Report raises concerns about broker-dealer fee practices
Regulators outlines risks consumers should consider when investing
Regulators aim to boost the protection of customer collateral and positions, and to increase the resilience of derivatives clearing agencies
Many U.S. investors confused about which type of financial professional to retain
North American Securities Administrators Association publishes its annual enforcement survey
Virtual currencies have provided fertile ground for scam artists
Andrea Seidt says the North American Securities Administrators Association will continue to focus on “smarter regulation”
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