Group seeks revisions to U.S. state rule that match SEC's Reg BI reforms
Tech, crypto schemes top threats to investors, including seniors, NASAA reports
Interest-earning program violated state, federal securities laws, regulators alleged
Scheme involved selling overpriced silver coins to older investors, retirees
Registration, record-keeping and supervisory deficiencies were most common in firms' exams
Firms make token effort to raise standards, cling to suitability, NASAA finds
NASAA survey on investor threats finds digital asset schemes top the list
Firm fined for operational failures, service and supervisory issues
State regulators oppose proposals to expand private markets, erode investor protections
U.S. regulators settle with firm over unregistered product