Norshield Financial Group – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 19 Dec 2017 17:32:01 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Norshield Financial Group – Investment Executive https://www.investmentexecutive.com 32 32 N.Y. court dismisses US$140M suit against RBC https://www.investmentexecutive.com/news/industry-news/n-y-court-dismisses-us140m-suit-against-rbc/ Wed, 05 Nov 2014 13:50:00 +0000 https://www.investmentexecutive.com/uncategorized/n-y-court-dismisses-us140m-suit-against-rbc/ Institutional investors sought to recover losses from the collapse of Norshield

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]]> Quebec man guilty of illegal distributions https://www.investmentexecutive.com/news/from-the-regulators/quebec-man-guilty-of-illegal-distributions/ Wed, 26 Feb 2014 16:50:00 +0000 https://www.investmentexecutive.com/uncategorized/quebec-man-guilty-of-illegal-distributions/ Enrico Bruni fined $18,000 for illegal sale of investment vehicles related to Norshield Group

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]]> Quebec court clears class action against RBC to proceed https://www.investmentexecutive.com/news/industry-news/quebec-court-clears-class-action-against-rbc-to-proceed/ Mon, 04 Nov 2013 13:00:00 +0000 https://www.investmentexecutive.com/uncategorized/quebec-court-clears-class-action-against-rbc-to-proceed/ Investors seeking damages for extra-contractual liability in Norshield fruad

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]]> Appeal court dismisses bid by Norshield managers https://www.investmentexecutive.com/news/from-the-regulators/appeal-court-dismisses-bid-by-norshield-managers/ Thu, 26 Apr 2012 12:50:00 +0000 https://www.investmentexecutive.com/uncategorized/appeal-court-dismisses-bid-by-norshield-managers/ Xanthoudakis and Smith had alleged bias in OSC proceedings

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]]> Court dismisses appeals of Norshield rulings https://www.investmentexecutive.com/news/from-the-regulators/court-dismisses-appeals-of-norshield-rulings/ Thu, 03 Nov 2011 18:20:00 +0000 https://www.investmentexecutive.com/uncategorized/court-dismisses-appeals-of-norshield-rulings/ No evidence that Xanthoudakis and Smith were denied a fair hearing by OSC panel

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]]> Norshield execs fined $4.3 million for misleading investors about fund’s value https://www.investmentexecutive.com/news/from-the-regulators/norshield-execs-fined-4-3-million-for-misleading-investors-about-funds-value/ Tue, 10 Aug 2010 00:00:00 +0000 https://www.investmentexecutive.com/uncategorized/norshield-execs-fined-4-3-million-for-misleading-investors-about-funds-value/ OSC orders lifetime trading ban for Xanthoudakis and Smith

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]]> Northern Financial reports Q2 loss https://www.investmentexecutive.com/news/industry-news/northern-financial-reports-q2-loss/ Wed, 15 Nov 2006 16:30:00 +0000 https://www.investmentexecutive.com/uncategorized/northern-financial-reports-q2-loss/ Weaker commodity prices reduced the number of underwritings

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]]> Industrial Alliance to take extra charge to cover Norshield losses https://www.investmentexecutive.com/news/industry-news/industrial-alliance-to-take-extra-charge-to-cover-norshield-losses/ Mon, 21 Nov 2005 14:50:00 +0000 https://www.investmentexecutive.com/uncategorized/industrial-alliance-to-take-extra-charge-to-cover-norshield-losses/ Total provision climbs to $77.9 million

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]]> OSC extends temporary orders against Norshield and Olympus https://www.investmentexecutive.com/news/from-the-regulators/osc-extends-temporary-orders-against-norshield-and-olympus/ Wed, 05 Oct 2005 20:20:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-extends-temporary-orders-against-norshield-and-olympus/ Protections remain in place

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]]> OSC extends temporary orders against Norshield and Olympus https://www.investmentexecutive.com/news/from-the-regulators/osc-extends-temporary-orders-against-norshield-and-olympus-2/ Wed, 06 Jul 2005 20:50:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-extends-temporary-orders-against-norshield-and-olympus-2/ Hearing adjourned until October

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