First approval given to a foreign exchange under China’s new regulation
Putnam relinquishing management responsibilities
Cooperation enhances strategic alliance between exchanges
Janney Montgomery Scott engaged in away-from-market stock loan transactions
Fines total US$710,000
NYSE Euronext and Borsa Italiana today announced the signing of an agreement for the sale of NYSE Euronext’s stake in a joint venture, clearing the way for the Italian exchange’s merger with the London Stock Exchange. The exchanges have signed a deal regarding MBE Holding, their joint venture that owns 60.37% of Società per il […]
Cash equities and derivatives trading fuel growth
Marchman to lead enforcement division
Payment of US$50 million includes US$40 million in customer compensation
Erroneous orders sent by a brokerage firm