Company: New York Stock Exchange

184 results found

Firm settles with SEC, NYSE

NYSE Group rings opening bell

NYSE shares to begin trading March 8

Transactions in Canadian companies up 27% in January

NYSE censures Deutsche Bank Securities

Butte to see exchange through merger with Archipelago

  • By: IE Staff
  • February 14, 2006 February 14, 2006
  • 13:30

Companies moving to NYSE from Nasdaq trade more efficiently

Alleged violations include failure to supervise suspicious accounts

20 firms fined for operational failures and supervisory violations

NASD, NYSE working together to develop a consistent approach