Dealer sanctioned for failing to supervise Clarke and O’Reilly
Firm and two reps allegedly violated UMIR between April 2006 and June 2007
Latest BoC announcement hinted that tightening campaign will continue
Toronto facility houses fixed income, equity, derivatives and FX operations
Desjardins Securities adjusts EPS forecasts for Scotia, CIBC and Laurentian
Largest penalty slapped on National Bank Financial
Settlement includes $4 million investment in financial education campaign
Wealth management profit tumbles on lower revenue
Financial services firms, both bank-owned and independent, increase efforts to attract the assets of Canada’s millionaires
Funds closed to new purchases