Bytnar fined $150,000 for sales violations, failing to co-operate with an investigation
MFDA imposes three-year prohibition, $5,000 fine
Governance committee to review by-law amendments
MFDA imposes five-year suspension, $40,000 fine
Unbecoming conduct results in $22,500 fine
With shareholder democracy coming under more scrutiny, the MFDA takes a hit on its proxy solicitation process
Association to collect information for compliance and enforcement cases
Jones failed to repay loan from client, and refused to co-operate with MFDA investigation
By-law changes passed during October 2009 special meeting must be set aside