PEI man fined for recommending leveraged scheme to clients without properly explaining risks
The amendments aim to improve transparency about the costs of investing and the performance of client portfolios
Appointees join existing public and industry directors
Regulator alleges $6 million from clients used for other purposes
The disclosure will be required to be included on client account statements as of July 15, 2014
The report aims to increase transparency relating to the MFDA’s fine collection rate
The MFDA is considering bringing in CE requirements
Section serves as a repository of information on mutual fund investing
Audit reveals former salesman processed trades using signed blank forms for over a dozen clients
FAIR Canada comments on MFDA’s CRM2 amendments