Company: Mutual Fund Dealers Association

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The SRO panel's ruling was reasonable, the regulator said

The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation

Consolidating the MFDA and IIROC would ultimately benefit investors, writes Paul Bourque

MFDA to continue accepting documents from dealers in electronic format

The permanent ban follows a jail term and restitution order

The SRO called for applications by the end of the year

IIROC publishes its version of the CSA's CFRs, which take effect in 2021

Regulator claims rep traded, tipped inside info about cannabis company's plans

advisor with client

Since 2016, the proportion of mutual funds in fee-based accounts increased by 53%

A dealer has reported a fake message impersonating the SRO