Company: Morgan Stanley

159 results found

The Financial Industry Regulatory Authority announced that it has fined Morgan Stanley & Co. US$3 million — and ordered it to pay more than US$4.2 million in restitution to 90 retirees – to resolve charges that its supervisory system failed to detect and prevent brokers from persuading workers to take early retirement based upon unrealistic […]

Morgan Stanley Smith Barney joint venture combines 20,000 financial advisors

  • By: IE Staff
  • January 14, 2009 January 14, 2009
  • 08:10

Morgan Stanley lost US$2.3 billion in its fourth quarter, ended Nov. 30, ending a string of three profitable quarters, the company reported Wednesday.For the quarter, the net loss was US$2.295 billion, compared with the net loss of US$3.6 billion in the fourth quarter of 2007.The loss from continuing operations for the fourth quarter was US$2.195 […]

  • By: IE Staff
  • December 17, 2008 December 17, 2008
  • 11:30

Morgan Stanley today announced that it has begun new initiatives to use its financial advisors to help attract deposits.The firm said that it has started a campaign involving its 8,500 advisors to raise client awareness about the banking services available through its wealth management division.The Wall Street firm is also planning to introduce new bank […]

Equity deal strengthens bank’s capital position: Fitch

Goldman Sachs ratings moved to negative outlook

Mitsubishi UFJ Financial Group, Inc. today issued a statement in an effort to reassure the market that it intends to go ahead with its US$9 billion investment in Morgan Stanley Inc.“We have been made aware of rumors to the effect that MUFG is seeking not to close on our proposed investment in, and strategic alliance […]

Reduced U.S. exports and tight credit threaten an economy that’s now on the brink

The US$9 billion investment will bolster Morgan Stanley’s capital and liquidity positions

Morgan Stanley then reaches into an agreement in which 20% of itst equity would be sold to Japan's Mitsubishi UFJ Financial Group Inc.