Firm failed to fully investigate potentially manipulative trading by an ex-employee
Weaknesses in position reporting uncovered in compliance review
Trader placed numerous potentially misleading orders in bond futures
Exchange aims to enhance appeal with new order type and automation
New cash-settled index futures to arrive in January
Wedbush Securities fined for compliance failings
JitneyTrade fined $90,000 for weak controls over direct-access clients
Laurentian Bank Securities sanctioned for supervisory shortcomings
Exchange proposes new client ID requirements
New governance structure to be adopted in second quarter