Advisory clients only offered low-paying sweep accounts, regulator alleged
Regulator orders fines, disgorgement against portfolio manager, broker
Firm failed to inform clients about added forex charges, regulator alleged
Firm's systems failed to spot clients who were eligible for cheaper fund series
FINRA has fined the firm and ordered restitution for early rollover recommendations
Firms allegedly charged excess fees on education savings plans
Only debt underwriting fees increased
Restructuring and credit issues, combined with overreaction to growth on the Bank of Canada’s part, could stifle Canada’s economic rebound
Fear over banks holds back equity recovery
Sluggish rebound forecast for 2010