“One size fits all” approach contrary to UMIR, firm says
Hearing for alleged frontrunning scheduled for August 29
Final set of strategic principles to be unveiled this fall
Four tried to correct a market on close order error by another firm
RS panel will meet to hear possible settlement instead
Pair ordered to pay $225,000 in penalties and costs
Changes to accommodate introduction of multiple and competitive marketplaces
Regulator will decide on allegations of frontrunning
Regulators allege deceptive trading