Company: Market Regulation Services Inc.

90 results found

New entity to provide stronger, streamlined regulation

  • By: IE Staff
  • April 26, 2006 April 26, 2006
  • 14:07

Firm to pay $150,000 for trade supervision and audit trail deficiencies

  • By: IE Staff
  • April 19, 2006 April 19, 2006
  • 16:52

Gregorian to pay $55,260 for deceptive trading

  • By: IE Staff
  • April 18, 2006 April 18, 2006
  • 15:48

Trades created artificial price for Caribou Resources shares

  • By: IE Staff
  • April 7, 2006 April 7, 2006
  • 10:45

Hearing scheduled for Calgary

  • By: IE Staff
  • March 24, 2006 March 24, 2006
  • 11:20

Concordia prof to represent retail investor perspective

  • By: IE Staff
  • December 5, 2005 December 5, 2005
  • 14:45

Written disclosure policies can help prevent problems

Asks court to declare UMIR 7.1 void

  • By: IE Staff
  • October 20, 2005 October 20, 2005
  • 14:15

Pair failed to fully investigate manipulative trading practices

  • By: IE Staff
  • October 19, 2005 October 19, 2005
  • 13:40

No clear proof that trader knew of client order

  • By: IE Staff
  • October 5, 2005 October 5, 2005
  • 09:10