Company: Market Regulation Services Inc.

90 results found

New fee model more accurately captures fixed costs of regulation services

New single entity to succeed IDA, RS

  • By: IE Staff
  • December 20, 2006 December 20, 2006
  • 14:55

Market Regulation Services Inc. is seeking comments on proposed revisions to its fee model.In a notice RS reports that on September 29, its board of directors approved an allocation model for a series of direct charges to marketplaces to recover operational and capital costs caused by the introduction of new markets. The proposed model relates […]

RS orders Wardle to pay $40,000 plus $35,000 in costs for contravening UMIR rules

  • By: IE Staff
  • November 17, 2006 November 17, 2006
  • 12:15

Firm seeks hearing with OSC over UMIR

  • By: IE Staff
  • October 19, 2006 October 19, 2006
  • 13:50

Comments due November 6

Regulator proposes to select up to 25 firms to participate

Firm failed to implement proper trade supervision and compliance policies

  • By: IE Staff
  • July 6, 2006 July 6, 2006
  • 15:30

Firm failed to transmit CNQ orders from TD Waterhouse

  • By: IE Staff
  • July 5, 2006 July 5, 2006
  • 15:25

Firm order to pay $425,000; Deslongchamps fined $50,000

  • By: IE Staff
  • July 5, 2006 July 5, 2006
  • 15:13