Firms have an obligation to execute against better-priced orders on CNQ, Pure, TSX and TSXV before executing at an inferior price
Echoworx EMX ensures information is protected against unauthorized modification or interception
Comments due Oct. 9
Revenue up 9.3%, but expected to decline
Tom Atkinson has stepped down as president and CEO of the market regulator, Market Regulation Services Inc.RS announced that its board has accepted the resignation of Atkinson, effective today. It appointed Maureen Jensen as his replacement. Jensen was formerly vice president, Market Regulation, Eastern Region, at RS.RS is currently in ongoing merger talks with the […]
Grants exemption from restrictions for securities that are also listed on U.S. exchanges
Joint notice with RS outlines proposal for trade-through regime
RS considering several recommendations regarding short sale and failed trade regulation in Canada
UMIR amendments accommodate the introduction of multiple marketplaces trading the same securities
Not appropriate for dealer to retain profits generated by the wrongdoing of its employees