Market Regulation Services Inc. – Investment Executive

IIROC can pursue former trader, OSC rules

noelja — Thu, 01 Oct 2009 15:35:00 +0000

Jurisdiction maintained in review RS decision

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IIROC opens shop

noelja — Mon, 09 Jun 2008 16:15:00 +0000

IDA, RS combine to form Investment Industry Regulatory Organization of Canada

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Regulators approve RS rules respecting “off-marketplace” trades

noelja — Mon, 19 May 2008 19:15:00 +0000

RS drops request for exemption from “best-price” obligations submitted in Dec. 2007

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Regulators approve RS allocation model

noelja — Sun, 11 May 2008 19:35:00 +0000

Model imposes charges to recover operational and capital costs caused by introduction of multiple marketplacesCanadian securities regulators have approved the allocation model developed by Market Regulation Services Inc. to accommodate the introduction of new markets.The OSC Bulletin reports that the Ontario Securities Commission and other regulators have approved the model that will impose a series […]

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Long wait almost over for merged regulator

Jean-Marc Jutras — Mon, 28 Apr 2008 19:11:00 +0000

Five years in the making, deal to merge IDA and RS needs only provincial approval

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IDA, RS merger nears completion

noelja — Tue, 01 Apr 2008 16:50:00 +0000

Application process set up for Investment Industry Regulatory Organization of Canada membership

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OSC grants former Scotia trader disclosure of RS settlement agreements

noelja — Thu, 27 Mar 2008 19:50:00 +0000

Berry's RS hearing starts April 21

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RS issues warning on algorithmic trading systems

noelja — Sun, 20 Jan 2008 21:30:00 +0000

Firms should have policies to prevent violations

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IDA firms approve proposed merger with RS

noelja — Mon, 17 Dec 2007 18:30:00 +0000

Combination ensures strong, streamlined, self-regulation in Canadian capital markets

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IDA circular outlines proposed merger with Market Regulation Services

noelja — Thu, 22 Nov 2007 13:20:00 +0000

New SRO would combine regulatory activities of IDA and RS in a single organization

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