Manulife Securities – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 08 May 2023 17:05:20 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Manulife Securities – Investment Executive https://www.investmentexecutive.com 32 32 New executive roles at Dynamic Funds, SLC Management https://www.investmentexecutive.com/news/people/new-executive-roles-at-dynamic-funds-slc-management/ Mon, 08 May 2023 17:05:20 +0000 https://www.investmentexecutive.com/?p=465068 As more Canadians retire and the fixed income space grows, financial services companies are pivoting

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]]> How Manulife Securities-Fidelity deal signals a larger trend https://www.investmentexecutive.com/news/industry-news/how-manulife-securities-fidelity-deal-signals-a-larger-trend/ Mon, 20 Mar 2023 21:49:24 +0000 https://www.investmentexecutive.com/?p=462529 Fidelity Clearing Canada will provide its uniFide back-office technology to Manulife Securities

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]]> Executive moves this week https://www.investmentexecutive.com/news/people/executive-moves-this-week-12/ Tue, 28 Jun 2022 20:16:23 +0000 https://www.investmentexecutive.com/?p=447209 Industry veterans are taking on new roles, including Andrew Kriegler with the forthcoming new SRO and Morningstar's Michael Jantzi

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]]> Executive moves this week https://www.investmentexecutive.com/news/people/executive-moves-this-week-5/ Wed, 02 Mar 2022 19:41:27 +0000 https://www.investmentexecutive.com/?p=440325 Alongside Manulife Securities getting a new president and CEO, other shifts occurred

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]]> Manulife Securities names new CEO amid advice-model transformation https://www.investmentexecutive.com/news/people/manulife-securities-names-new-ceo-amid-advice-model-transformation/ Wed, 02 Mar 2022 18:59:14 +0000 https://www.investmentexecutive.com/?p=440341 Rick Annaert has stepped down after 17 years, and Richard McIntyre, head of sales, takes his place

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]]> Recession fears, market highs are cause for caution https://www.investmentexecutive.com/news/research-and-markets/recession-fears-market-highs-are-cause-for-caution/ Thu, 11 Jul 2019 17:04:52 +0000 https://www.investmentexecutive.com/?p=384469 Reports from PwC, Manulife and Purpose address the uncertainty

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]]> Manulife launches company-wide rebrand https://www.investmentexecutive.com/news/industry-news/manulife-to-rebrand-its-wealth-and-asset-management-businesses/ Tue, 07 May 2019 10:00:50 +0000 https://www.investmentexecutive.com/?p=381401 Firm will bring more than 30 brands globally under one banner

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]]> Manulife introduces retirement income tool https://www.investmentexecutive.com/news/products/manulife-introduces-retirement-income-tool/ Wed, 26 Sep 2018 19:00:00 +0000 https://www.investmentexecutive.com/?p=356392 The new program aims to match future income needs with an income generating strategy

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]]> Manulife dealers to repay clients $11.7 million as part of no-contest settlement https://www.investmentexecutive.com/news/from-the-regulators/manulife-dealers-to-repay-clients-11-7-million-as-part-of-no-contest-settlement/ Thu, 13 Jul 2017 15:40:00 +0000 https://www.investmentexecutive.com/uncategorized/manulife-dealers-to-repay-clients-11-7-million-as-part-of-no-contest-settlement/ The dealers allegedly overcharged fee-based client accounts about $6 million and mutual fund accounts $5.7 million between 2005 and 2016

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]]> OSC to consider no-contest settlement with Manulife https://www.investmentexecutive.com/news/from-the-regulators/osc-to-consider-no-contest-settlement-with-manulife/ Tue, 11 Jul 2017 14:50:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-to-consider-no-contest-settlement-with-manulife/ Two Manulife dealer subsidiaries allegedly overcharged clients in fee-based accounts between 2005 and 2016

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