Manulife Securities International Ltd. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 31 May 2019 08:29:58 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Manulife Securities International Ltd. – Investment Executive https://www.investmentexecutive.com 32 32 OSC to consider no-contest settlement with Manulife https://www.investmentexecutive.com/news/from-the-regulators/osc-to-consider-no-contest-settlement-with-manulife/ Tue, 11 Jul 2017 14:50:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-to-consider-no-contest-settlement-with-manulife/ Two Manulife dealer subsidiaries allegedly overcharged clients in fee-based accounts between 2005 and 2016

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MFDA panel approves $200,000 fine against Manulife Securities https://www.investmentexecutive.com/news/from-the-regulators/mfda-panel-approves-200000-fine-against-manulife-securities/ Tue, 23 Dec 2008 13:35:00 +0000 https://www.investmentexecutive.com/uncategorized/mfda-panel-approves-200000-fine-against-manulife-securities/ Firm failed to disclose referral arrangement with Portus to clients

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Portus investors to get relief https://www.investmentexecutive.com/newspaper_/news-newspaper/news-47519/ Mon, 22 Dec 2008 17:26:00 +0000 https://www.investmentexecutive.com/uncategorized/news-47519/ Soci&eacute;t&eacute; General agrees to settle class action suit by paying $611 million

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https://www.investmentexecutive.com/news/industry-news/305363/ Wed, 26 Nov 2008 20:45:00 +0000 https://www.investmentexecutive.com/uncategorized/305363/ Settlement in the best interest of Portus investors, Manulife says

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Manulife formalizes independent model https://www.investmentexecutive.com/newspaper_/news-newspaper/news-46649/ Tue, 28 Oct 2008 14:50:00 +0000 https://www.investmentexecutive.com/uncategorized/news-46649/ The firm has taken several significant steps since formally merging with Berkshire this past summer

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Manulife rolls out plans for new firm https://www.investmentexecutive.com/newspaper_/news-newspaper/news-44354/ Mon, 28 Apr 2008 18:49:00 +0000 https://www.investmentexecutive.com/uncategorized/news-44354/ For Rick Annaert, President and CEO of Waterloo, Ont.-based Manulife Securities International Ltd., the summer promises to be a busy one. Over the next several months, he will travel across the country, explaining to advi-sors the repositioning of Manulife Securities as a full-service wealth-management company. More than 10 months have passed since its parent, Toronto-based […]

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Manulife to acquire Berkshire-TWC https://www.investmentexecutive.com/news/industry-news/manulife-to-acquire-berkshire-twc/ Tue, 26 Jun 2007 14:30:00 +0000 https://www.investmentexecutive.com/uncategorized/manulife-to-acquire-berkshire-twc/ Purchase will significantly expand Manulife wealth management business in Canada

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Executive departures at Manulife Securities https://www.investmentexecutive.com/news/industry-news/executive-departures-at-manulife-securities/ Tue, 11 Oct 2005 12:25:00 +0000 https://www.investmentexecutive.com/uncategorized/executive-departures-at-manulife-securities/ CEO Gray no longer with firm

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Class action discontinued against Manulife https://www.investmentexecutive.com/news/industry-news/class-action-discontinued-against-manulife/ Thu, 23 Jun 2005 20:40:00 +0000 https://www.investmentexecutive.com/uncategorized/class-action-discontinued-against-manulife/ Offer to help Portus clients deemed “fair and reasonable”

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Manulife moves to reassure clients https://www.investmentexecutive.com/news/products/manulife-moves-to-reassure-clients/ Thu, 03 Mar 2005 22:03:00 +0000 https://www.investmentexecutive.com/uncategorized/manulife-moves-to-reassure-clients/ Manulife Financial Corp. is reassuring clients of advisors licensed by subsidiary Manulife Securities International Ltd. that it will guarantee the recovery of 100% of their principal invested in products of Portus Alternative Asset Management Inc. In an open letter to clients Thursday, president and CEO Dominic D’Alessandro said he is leading a senior executive team […]

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