Manitoba Securities Commission – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 09 Feb 2024 20:48:29 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Manitoba Securities Commission – Investment Executive https://www.investmentexecutive.com 32 32 SRO must hand out sanctions before appeal https://www.investmentexecutive.com/news/from-the-regulators/sro-must-hand-out-sanctions-before-appeal/ Fri, 09 Feb 2024 20:48:29 +0000 https://www.investmentexecutive.com/?p=480345 MSC rules it's premature to hear an appeal until SRO case completed

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]]> ASC’s Magidson named new head of CSA https://www.investmentexecutive.com/news/from-the-regulators/ascs-magidson-named-new-head-of-csa/ Tue, 14 Jun 2022 18:24:22 +0000 https://www.investmentexecutive.com/?p=446428 Under the AMF's Morisset, regulators adopted major investor protection reforms

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]]> An end in sight for Crocus investors https://www.investmentexecutive.com/news/from-the-regulators/an-end-in-sight-for-crocus-investors/ Thu, 03 Feb 2022 17:20:48 +0000 https://www.investmentexecutive.com/?p=438714 Deloitte aims to make final payout in receivership that started in 2005

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]]> Manitoba’s financial firms remain essential: MSC https://www.investmentexecutive.com/news/from-the-regulators/manitobas-financial-firms-remain-essential-msc/ Fri, 13 Nov 2020 18:11:12 +0000 https://www.investmentexecutive.com/?p=410823 Firms can remain open despite new mandatory lockdown measures

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]]> Crypto firm making dubious claims, MSC says https://www.investmentexecutive.com/news/from-the-regulators/crypto-firm-making-dubious-claims-msc-says/ Wed, 22 Jul 2020 20:19:43 +0000 https://www.investmentexecutive.com/?p=404605 Regulator warns about firm that purports to operate from world's polar bear capital

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]]> Offshore firm using pandemic to drum up clients, MSC warns https://www.investmentexecutive.com/news/from-the-regulators/offshore-firm-using-pandemic-to-drum-up-clients-msc-warns/ Thu, 04 Jun 2020 20:10:36 +0000 https://www.investmentexecutive.com/?p=401695 Unregistered company offering trading in forex, CFDs

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]]> Pandemic puffery seeks to infect investors https://www.investmentexecutive.com/news/from-the-regulators/pandemic-puffery-seeks-to-infect-investors/ Mon, 13 Apr 2020 17:12:54 +0000 https://www.investmentexecutive.com/?p=398641 Regulators warn about a promotion using snail mail to spread stock hype

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]]> Manitoba mortgage rep charged over alleged senior abuse https://www.investmentexecutive.com/news/from-the-regulators/manitoba-mortgage-rep-charged-over-alleged-senior-abuse/ Thu, 23 Jan 2020 16:11:02 +0000 https://www.investmentexecutive.com/?p=394118 Elderly Winnipeg widow reportedly bilked by ex-securities rep

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]]> Female execs remain scarce, as directors gain ground https://www.investmentexecutive.com/news/from-the-regulators/female-execs-remain-scarce-as-directors-gain-ground/ Wed, 02 Oct 2019 16:35:05 +0000 https://www.investmentexecutive.com/?p=388094 A review found that 17% of board seats are now held by women, up from 15% a year ago

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]]> MSC warns investors about sketchy trading platform https://www.investmentexecutive.com/news/from-the-regulators/msc-warns-investors-about-sketchy-trading-platform/ Fri, 01 Mar 2019 20:37:38 +0000 https://www.investmentexecutive.com/?p=377531 The Manitoba regulator says a Bulgaria-based company is promising guaranteed returns

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