Tribunal finds that rep's interest in client's estate didn't result from a breach of securities law
Potential conflicts involving clients' wills weren't reported to dealer
Principal-agent agreement signed with previous dealer doesn’t apply, court rules
Planner wins for fifth time in six years, but ratings fall in 14 categories; Manulife Securities, Laurentian Financial gaining fast
Average AUM has barely budged in the past year, moving to $18.3 million from $18.1 million
Takes 74% stake in financial planning firm
IPC Financial Network Inc. says it has received the final order of the Ontario Superior Court of Justice approving the proposed plan of arrangement by which IGM Financial Inc., formerly known as Investors Financial Group Inc., will indirectly acquire through a wholly owned subsidiary all of the issued and outstanding common shares of IPC.The arrangement […]
Prime purchase strengthens presence in Manitoba
Will pay up to $106 million
Stronger markets, growing investor confidence boost revenues