Christine Van Cauwenberghe to oversee wealth, advisor training and financial specialist teams
A client eligible for no-loads funds was instead sold a DSC fund to boost the rep's compensation
IG Wealth will be first financial services firm to use the platform
Suitability remains investors’ top complaint, OBSI says
The former rep borrowed more than $100,000 from clients
The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules
The company is also rolling out more competitive pricing to reward client loyalty
The launch of IG Living Plan will enable the company to better address the needs of HNW clients
Investment objective changes and proposed fund mergers aim to provide broader diversification, lower costs to clients
IG Wealth Management name aims to reflect firm’s approach to achieving financial well‑being