Company: Investment Industry Association of Canada

369 results found

In 2020, regulators will grapple with harmonization, tech and climate change, predicted speakers at the Toronto Refinitiv Summit

The association says an IIROC proposal should apply only to employees directly involved in client dealings

The relationship with IIROC may change how firms approach OBSI inquiries, a letter says

Conflict could exist, as course provider and accreditation body are owned by the same company

Speakers at a Vantage Series event discussed the challenge of providing personalized advice at scale

Award celebrates talented young professionals in the investment industry

  • By: IE Staff
  • October 24, 2019 October 25, 2019
  • 19:55

Why strengthening personal data protections poses a looming challenge for the Canadian investment industry

  • By: Ian Russell
  • October 16, 2019 November 10, 2019
  • 16:41

Trade groups want to be consulted as the CSA overhauls its electronic filing systems

The association also urged country-wide harmonization of titles

  • By: IE Staff
  • September 9, 2019 November 13, 2019
  • 13:59

Industry weighs in on proposed changes announced in July