AUM increase by $7 billion or 0.5% compared to March 2016
The former executive director with the BCSC takes over from Joanne De Laurentiis, who has led the organization for the past 10 years, in July
Submission to the SRO’s white paper suggests that removing the 270-day rule would “begin to unravel the current SRO system”
Industry assets under management grew to $1.234 trillion in March
Year-to-date net sales approach $6.5 billion
The move to pre-trade delivery of Fund Facts is set for May 30
Industry AUM drop nearly 2% during the month
For the year, net sales reached $57.9 billion
The new CE course is designed to teach advisors about disclosure requirements and obligations
Net sales of equity funds pull back from October