Little deposited client cheque into his personal bank account
Regulator questions fairness of trading strategy
Regulator imposes two-year suspension
Investigation held up for eight months due to dissent
Former OSC vice chairwoman brings deep understanding of the Canadian and international securities industry
Amendments approved by OSC
Appeals would be directed to securities commissions or courts
Montreal rep permanently banned from approval for failing to cooperate
High leverage products can generate large profits or losses
Kentville man conducted discretionary trades in non-approved accounts