Company: Investment Dealers Association of Canada

522 results found

Nomura Canada, Peterson Findlay, and G.W. Welkin

  • By: IE Staff
  • August 12, 2002 August 12, 2002
  • 16:47

So far, changes brought by the new MFDA have been relatively insignificant, but full-scale reviews begin this fall

Assistance process streamlined

  • By: IE Staff
  • July 19, 2002 July 19, 2002
  • 14:00

Drops quarterly operations questionnaire

  • By: IE Staff
  • July 18, 2002 July 18, 2002
  • 16:45

Goes further than previous rule

  • June 24, 2002 June 24, 2002
  • 15:10

Underwriting activity down 17% from a year ago

  • By: IE Staff
  • June 18, 2002 June 18, 2002
  • 15:35

Salman succeeds Packham

IDA panel discussion faces tough questions

Regulatory reform key to restoring investor confidence

Board approves dispute resolution initiative, conflict of interest guidelines