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Company: Investment Dealers Association of Canada

522 results found

IDA clarifies research report disclosure requirements

Disclosure must be specific, consistent and legible

  • By: IE Staff
  • February 18, 2003 February 18, 2003
  • 10:50

IDA slaps Scotia McLeod rep with 10-year ban

Grieve fined $100,000

  • By: IE Staff
  • February 14, 2003 February 14, 2003
  • 16:10

IDA amends Regulation 200

Relaxes requirements regarding monthly account statements

  • By: IE Staff
  • February 5, 2003 February 5, 2003
  • 11:40

IDA analyzes impact of bank mergers on capital markets

Investment Dealers Association of Canada President and CEO Joe Oliver testified today before the House of Commons Standing Committee on Finance as part of the Hearings on Bank Mergers. Oliver’s presentation focused on the potential impact of bank mergers on the competitiveness and efficiency of Canada’s capital markets.In his presentation, Oliver examined three key businesses […]

  • By: IE Staff
  • February 4, 2003 February 4, 2003
  • 11:50

IDA fines B.C. rep $75,000

Hilliard receives two-year ban

  • By: IE Staff
  • January 30, 2003 January 30, 2003
  • 15:45

IDA disciplines CIBC World Markets rep

B.C. rep delays retirement to pay restitution

  • By: IE Staff
  • January 30, 2003 January 30, 2003
  • 14:30

IDA issues disciplinary sanction guidelines

Guidelines used to recommend penalties

  • By: IE Staff
  • January 29, 2003 January 29, 2003
  • 10:40

IDA releases annual report for fiscal 2002

Membership fees boost revenues

  • By: IE Staff
  • January 16, 2003 January 16, 2003
  • 10:15

IDA expresses concern on RRIF transfers

Suggests change to Income Tax Act

  • By: IE Staff
  • January 16, 2003 January 16, 2003
  • 10:10

OSC affirms IDA decision on Kyle, Derivative Services Inc.

Kyle files appeal with Ontario court