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Company: Investment Dealers Association of Canada

522 results found

Industry must push for regulatory reform: Oliver

IDA chief hints at preference for national regulator

IDA takes aim at offshore accounts

Firms must verify beneficial owners

IDA fines former ScotiaMcLeod rep for unauthorized trading

Klyman ordered to pay $5,000

  • By: IE Staff
  • June 20, 2003 June 20, 2003
  • 13:50

IDA issues permanent ban against former head of St. James Securities

Illidge fined $300,000

  • By: IE Staff
  • June 17, 2003 June 17, 2003
  • 14:10

IDA fines Resolution Capital, CEO $100,000

Fine split between firm, English for trades in Bre-X stock

  • By: IE Staff
  • June 16, 2003 June 16, 2003
  • 09:35

IDA fines B.C. rep $45,000 for unauthorized trading

Imposes three-year prohibition

  • By: IE Staff
  • June 12, 2003 June 12, 2003
  • 16:15

Securities industry profits dip

Off 12% in Q1, IDA says

New conflict rules tough enough: IDA

Policy 11 a mix of disclosure and prohibitions, CEO says

  • By: IE Staff
  • June 4, 2003 June 4, 2003
  • 14:40

IDA outlines requirements for principal/agent relationships

Firms must add agent rider to FIB policies

  • By: IE Staff
  • June 2, 2003 June 2, 2003
  • 14:40

IPC, Dundee scores slip — includes chart

Companies strive to regain focus after merger between two fails