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Company: Investment Dealers Association of Canada

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IDA proposes overhaul of hearing process

Regulator seeks comment on revised by-law

  • By: IE Staff
  • November 7, 2003 November 7, 2003
  • 16:10

IDA fines rep $10,000 for failure to provide information

O'Malley also ordered to pay $4,000 in costs

  • By: IE Staff
  • November 4, 2003 November 4, 2003
  • 15:40

IDA fines Wellington West, compliance officer

Supervision of suspended rep deemed inadequate

  • By: IE Staff
  • October 31, 2003 October 31, 2003
  • 16:40

Disciplinary histories of brokers now online

IDA launches new information service

CSA approves IDA analyst research standards

Policy 11 now in effect

  • By: IE Staff
  • October 23, 2003 October 23, 2003
  • 11:20

Non-retail reps exempt from post-licensing education

New rule in line with IDA Policy 6

  • By: IE Staff
  • October 7, 2003 October 7, 2003
  • 10:20

IDA switches to quarterly billing

Move spreads out payments for smaller firms

  • By: IE Staff
  • October 3, 2003 October 3, 2003
  • 15:10

IDA dismisses charged against Refco head

Gloutney entitled to the benefit of a doubt

  • By: IE Staff
  • September 26, 2003 September 26, 2003
  • 08:40

Debt market activity grows in second quarter

Corporate debt issuance soars 80%

  • By: IE Staff
  • September 25, 2003 September 25, 2003
  • 10:40

Cut taxes, raise RRSP limits: IDA

Oliver delivers pre-budget submission