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Company: Investment Dealers Association of Canada

522 results found

IDA lends support to passport model

Opportunity for reform may be lost: Oliver

  • By: IE Staff
  • November 28, 2003 November 28, 2003
  • 08:40

IDA issues reminder on licensing requirements for reps

Course work must be completed within 30 months

  • By: IE Staff
  • November 26, 2003 November 26, 2003
  • 09:20

IDA issues update on pending privacy legislation

Firms must comply with provincial, federal laws

  • By: IE Staff
  • November 25, 2003 November 25, 2003
  • 10:30

Alberta rep fined $100,000

Failed to disclose personal dealings with clients

  • By: IE Staff
  • November 20, 2003 November 20, 2003
  • 15:50

IDA expels Roche Securities

Fines CEO $20,000

  • By: IE Staff
  • November 20, 2003 November 20, 2003
  • 14:30

IDA amends National Advisory Committee by-law

Past chairman made voting member

  • By: IE Staff
  • November 14, 2003 November 14, 2003
  • 10:15

Margin debt climbs in September

Surpasses $7 billion level

  • By: IE Staff
  • November 12, 2003 November 12, 2003
  • 16:10

IDA moving forward on risk-based compliance

Pursuing mandatory certification for compliance offers

  • By: IE Staff
  • November 12, 2003 November 12, 2003
  • 14:10

Rise in spending trims IDA surplus

Membership dues boosts revenues

  • By: IE Staff
  • November 12, 2003 November 12, 2003
  • 11:55

IDA making revisions to conflict of interest rules

Association responding to comments from member firms

  • By: IE Staff
  • November 12, 2003 November 12, 2003
  • 09:55