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Company: Investment Dealers Association of Canada

522 results found

IDA welcomes Morgis decision

Supreme Court says investor can't add regulator to lawsuit

  • By: IE Staff
  • April 8, 2004 April 8, 2004
  • 10:10

IDA launches new research report for retail business

IDA Wealth Watch

  • By: IE Staff
  • April 2, 2004 April 2, 2004
  • 11:10

Brokerage firms prohibited from directly hiring insurance agents

IDA expresses concern over potential liabilities

IDA issues permanent ban against Ontario broker

Cathcart fined $120,000

  • By: IE Staff
  • March 17, 2004 March 17, 2004
  • 15:10

IDA disciplines Research Capital branch manager

Bacsalmasi fined $25,000 for failing to supervise

  • By: IE Staff
  • March 15, 2004 March 15, 2004
  • 14:50

Income trust tax changes consistent with IDA submission

Association unhappy with retroactive nature of proposed rule

  • By: IE Staff
  • March 12, 2004 March 12, 2004
  • 15:15

Retail market propels industry performance

Brokerage operating profits up 21% in 2003: IDA

  • By: IE Staff
  • March 8, 2004 March 8, 2004
  • 14:30

IDA outlines registration fee refund policy

Refunds reflect problems with NRD

  • By: IE Staff
  • March 1, 2004 March 1, 2004
  • 17:10

Change would help straight-through processing for trades

The Investment Dealers Association is proposing a rule change that would facilitate straight-through processing for trades between IDA membersThis is to be accomplished by mandating the use of the new broker-to-broker trade matching utility for non-exchange trades and by requiring that for each non-exchange trade, involving CDS-eligible securities, executed between IDA member both firms must […]

  • By: IE Staff
  • February 16, 2004 February 16, 2004
  • 10:13

IDA warns Ontario about tax rollbacks

Higher taxes will make province less competitive