Calls many recommendations redundant
Critall facing 90-day ban
Thomas J. Hunt also permanently prohibited from approval
Underlying trends positive says IDA
Hires Harrington Lane as evaluator
Changes effective October 1
The Investment Dealers Association has approved amendments to its by-laws concerning disciplinary hearings and it has published its rules of practice and procedure for hearings.The various amendments and the establishment of rules of practice and procedure are to be effective Oct. 1. The IDA says that the amendments serve to consolidate all rules concerning IDA […]
By-law 40 allows exceptions for Quebec re national registration database
Issues $50,000 fine for fraudulent behaviour
Toronto police identifies alleged fraud perpetrator