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Company: Investment Dealers Association of Canada

522 results found

IDA permanently suspends Marlow Group

Securities firm unable to maintain Risk Adjusted Capital

  • By: IE Staff
  • March 9, 2005 March 9, 2005
  • 13:50

IDA panel to consider settlement with RBC DS

The Investment Dealers Association of Canada announced today that it will hold a hearing to consider a settlement agreement with RBC Dominion Securities Inc.The settlement relates to the conduct of the manager of the firm’s Penticton branch office between November 1997 and September 2001.The hearing is scheduled for Monday, March 14 in Vancouver, British Columbia. […]

  • By: IE Staff
  • March 4, 2005 March 4, 2005
  • 14:10

Budget reaction: Budget “relatively balanced”, says IDA

Applauds measures to spur investment and productivity

  • By: IE Staff
  • February 24, 2005 February 24, 2005
  • 10:10

Bond trading hits new record: IDA report

Low interest rates spur bond market

  • By: IE Staff
  • February 23, 2005 February 23, 2005
  • 08:50

IDA imposes five-year ban

TD Securities broker fined $40,000

  • By: IE Staff
  • February 16, 2005 February 16, 2005
  • 15:30

IDA imposes permanent ban on options rep

Mangin fined $295,000

  • By: IE Staff
  • February 16, 2005 February 16, 2005
  • 12:10

IDA fines Timber Hill $40,000

Brokerage failed to maintain risk adjusted capital

  • By: IE Staff
  • February 15, 2005 February 15, 2005
  • 15:20

Budget 2005: IDA calls for tax cuts, tax reform and higher RRSP limits

But balanced budget should be maintained

IDA urges Ontario to eliminate budget deficit

Calls for restoration of previously announced tax cuts

IDA revises policy setting minimum standards for institutional account openings

Suitability for institutional accounts addressed