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Company: Investment Dealers Association of Canada

522 results found

IDA imposes $40,000 fine and two-year ban on B.C. man

Broker compensated clients for the default of Argentina bonds

  • By: IE Staff
  • August 5, 2005 August 5, 2005
  • 13:45

Repeated regulatory lacking results in monitor for Union Securities

IDA approves Grant Thornton as monitor

  • By: IE Staff
  • July 26, 2005 July 26, 2005
  • 16:49

IDA imposes permanent ban

Edmonton broker fined $50,000 for failing to assist investigation

  • By: IE Staff
  • July 25, 2005 July 25, 2005
  • 07:25

IDA issues reminder on fund substitutions

Clients must be notified of switches

IDA proposes new wealth management essentials course

Seeks comment on changes to retail proficiency requirements

IDA aims for a more independent board of directors

By-law amendments would increase the number of public directors

IDA proposes standards of conduct for retail bond market

Decides not to implement mark-up limitations

  • By: IE Staff
  • July 15, 2005 July 15, 2005
  • 15:35

IDA revises training guidelines

New subtopics reflect changing industry trends

IDA panel rejects De Long settlement

New hearing planned

  • By: IE Staff
  • July 8, 2005 July 8, 2005
  • 13:50

Curb enthusiasm over China, journalist warns

Repression, corruption and other ills will derail superpower ambitions, says editor of Britain’s Spectator