Quebec firm fined $13,921
IDA revamps proficiency requirement for managers of non-retail branches
Elections to be held in May
SFSC misunderstood association’s authority over former members, IDA says
Kim handed six-month suspension
Soaring trust sector fuelled by rising oil prices
Hart facing criminal charges
Board gains ability to create new standing committees
The Ontario Securities Commission has approved a proposed policy of the Investment Dealers Association of Canada regarding minimum standards for institutional account opening, operation and supervision. The IDA currently has a policy to provide minimum standards for retail account supervision; however, there have been no specific standards in place for institutional accounts. It therefore developed […]
Fines total $625,000