Company: Investment Dealers Association of Canada

522 results found

Changes allow for an alternative method of determining capital requirements

Regulators must address poor transparency and low investment knowledge: report

Regulator mulling over restitution following misconduct

Core functions will remain the same but there will be some new capabilities

IDA will use methodology to determine margin rates for certain equity securities listed in Canadian and U.S. markets

AMF paper proposed principles-based regime earlier this year

Suspected virus or "phishing" e-mails most likely culprits

  • By: IE Staff
  • August 24, 2006 August 24, 2006
  • 10:03

Regulator has jurisdiction over former approved persons, panel finds

  • By: IE Staff
  • August 21, 2006 August 21, 2006
  • 15:30

CNQ seeking approval to repeal Rule 10

  • By: IE Staff
  • August 21, 2006 August 21, 2006
  • 10:10

Still much work to do, report says