Investment Dealers Association of Canada – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 19 Dec 2017 17:18:07 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Investment Dealers Association of Canada – Investment Executive https://www.investmentexecutive.com 32 32 New MFDA proficiency requirement approved https://www.investmentexecutive.com/news/new-mfda-proficiency-requirement-approved/ Fri, 18 Mar 2016 20:30:00 +0000 https://www.investmentexecutive.com/uncategorized/new-mfda-proficiency-requirement-approved/ Smaller firms under “severe” pressure, says IIAC https://www.investmentexecutive.com/news/smaller-firms-under-severe-pressure-says-iiac/ Thu, 27 Sep 2012 18:00:00 +0000 https://www.investmentexecutive.com/uncategorized/smaller-firms-under-severe-pressure-says-iiac/ Ontario appeal court overturns Taub decision https://www.investmentexecutive.com/news/ontario-appeal-court-overturns-taub-decision/ Mon, 31 Aug 2009 18:28:00 +0000 https://www.investmentexecutive.com/uncategorized/ontario-appeal-court-overturns-taub-decision/ OSC upholds decision of IDA hearing panel regarding Kasman and Anderson https://www.investmentexecutive.com/news/osc-upholds-decision-of-ida-hearing-panel-regarding-kasman-and-anderson/ Wed, 15 Jul 2009 20:10:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-upholds-decision-of-ida-hearing-panel-regarding-kasman-and-anderson/ Union Securities options supervisor disciplined https://www.investmentexecutive.com/news/union-securities-options-supervisor-disciplined/ Mon, 15 Dec 2008 20:50:00 +0000 https://www.investmentexecutive.com/uncategorized/union-securities-options-supervisor-disciplined/ B.C. court upholds IDA’s jurisdiction over former members https://www.investmentexecutive.com/news/b-c-court-upholds-idas-jurisdiction-over-former-members/ Sun, 26 Oct 2008 17:15:00 +0000 https://www.investmentexecutive.com/uncategorized/b-c-court-upholds-idas-jurisdiction-over-former-members/ Former Calgary rep fined for failing to cooperate with SRO investigation https://www.investmentexecutive.com/news/former-calgary-rep-fined-for-failing-to-cooperate-with-sro-investigation/ Thu, 24 Jul 2008 18:15:00 +0000 https://www.investmentexecutive.com/uncategorized/former-calgary-rep-fined-for-failing-to-cooperate-with-sro-investigation/ Quebec rep guilty of engaging in outside business activities: IDA https://www.investmentexecutive.com/news/quebec-rep-guilty-of-engaging-in-outside-business-activities-ida/ Tue, 22 Jul 2008 19:20:00 +0000 https://www.investmentexecutive.com/uncategorized/quebec-rep-guilty-of-engaging-in-outside-business-activities-ida/ IIROC opens shop https://www.investmentexecutive.com/news/iiroc-opens-shop/ Mon, 09 Jun 2008 16:15:00 +0000 https://www.investmentexecutive.com/uncategorized/iiroc-opens-shop/ IFIC calls for consistent regulatory objectives in Client Relationship Model https://www.investmentexecutive.com/news/ific-calls-for-consistent-regulatory-objectives-in-client-relationship-model/ Fri, 23 May 2008 13:25:00 +0000 https://www.investmentexecutive.com/uncategorized/ific-calls-for-consistent-regulatory-objectives-in-client-relationship-model/