International Organization of Securities Commissions – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 05 Mar 2025 19:01:42 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png International Organization of Securities Commissions – Investment Executive https://www.investmentexecutive.com 32 32 FCA calls on alt managers to beef up valuation https://www.investmentexecutive.com/news/from-the-regulators/fca-calls-on-alt-managers-to-beef-up-valuation/ Wed, 05 Mar 2025 19:01:42 +0000 https://www.investmentexecutive.com/?p=503843 Review flags conflict, independence shortcomings in private asset valuations

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]]> IOSCO flags market surveillance struggles https://www.investmentexecutive.com/news/from-the-regulators/iosco-flags-market-surveillance-struggles/ Wed, 19 Feb 2025 20:50:49 +0000 https://www.investmentexecutive.com/?p=502835 Regulators face challenges with market fragmentation, high-tech trading

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]]> G20 reforms working, but risks remain: FSB https://www.investmentexecutive.com/news/from-the-regulators/g20-reforms-working-but-risks-remain-fsb/ Wed, 22 Jan 2025 19:46:46 +0000 https://www.investmentexecutive.com/?p=500738 Review examines post-crisis response in securitization markets, signals CLO concerns

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]]> Global regs seek safer margin calls https://www.investmentexecutive.com/news/from-the-regulators/global-regs-seek-safer-margin-calls/ Wed, 15 Jan 2025 22:30:10 +0000 https://www.investmentexecutive.com/?p=500312 Policymakers aim to address issues exposed in March 2020 market stress

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]]> FSB tackles shadow bank leverage https://www.investmentexecutive.com/news/from-the-regulators/fsb-tackles-shadow-bank-leverage/ Wed, 18 Dec 2024 21:23:18 +0000 https://www.investmentexecutive.com/?p=498854 Report sets out recommendations for addressing risks posed by leverage build ups

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]]> Emerging market regs team up on climate rules https://www.investmentexecutive.com/news/from-the-regulators/emerging-market-regs-team-up-on-climate-rules/ Wed, 18 Dec 2024 18:48:28 +0000 https://www.investmentexecutive.com/?p=498850 IOSCO members launch group to support ISSB standards adoption

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]]> The evolution of trading poses regulatory challenges https://www.investmentexecutive.com/news/from-the-regulators/the-evolution-of-trading-poses-regulatory-challenges/ Fri, 29 Nov 2024 19:46:36 +0000 https://www.investmentexecutive.com/?p=497689 IOSCO's latest report examines the risks created by the age of demutualization

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]]> IOSCO seeks improved oversight of OTC markets https://www.investmentexecutive.com/news/from-the-regulators/iosco-seeks-improved-oversight-of-otc-markets/ Mon, 25 Nov 2024 19:06:00 +0000 https://www.investmentexecutive.com/?p=497368 Review finds challenges monitoring OTC commodity derivatives

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]]> IOSCO tackles abusive hedging https://www.investmentexecutive.com/news/from-the-regulators/iosco-tackles-abusive-hedging/ Thu, 21 Nov 2024 19:46:02 +0000 https://www.investmentexecutive.com/?p=497158 Concerns about conflicts, insider trading, manipulation in pre-hedging trades

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]]> IOSCO embarks on retail investor protection roadmap https://www.investmentexecutive.com/news/from-the-regulators/iosco-embarks-on-retail-investor-protection-roadmap/ Tue, 19 Nov 2024 22:31:22 +0000 https://www.investmentexecutive.com/?p=497016 Regulators' initiative targets emerging digital risks, broker conflicts

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