Integrated Market Enforcement Team – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 01 Jun 2023 19:48:45 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Integrated Market Enforcement Team – Investment Executive https://www.investmentexecutive.com 32 32 Calgary fraudster gets seven-year sentence https://www.investmentexecutive.com/news/from-the-regulators/calgary-fraudster-gets-seven-year-sentence/ Thu, 01 Jun 2023 19:48:45 +0000 https://www.investmentexecutive.com/?p=466738 The man was also ordered to pay more than $2 million in restitution to victims

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]]> Former fund dealer facing fraud charge https://www.investmentexecutive.com/news/from-the-regulators/former-fund-dealer-facing-fraud-charge/ Mon, 15 Apr 2019 14:51:01 +0000 https://www.investmentexecutive.com/?p=380179 The MFDA permanently banned the dealer in 2016

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]]> Seized properties a first for IMET program https://www.investmentexecutive.com/news/from-the-regulators/seized-properties-a-first-for-imet-program/ Mon, 15 Dec 2008 18:45:00 +0000 https://www.investmentexecutive.com/uncategorized/seized-properties-a-first-for-imet-program/ Market manipulation results in criminal charges against Ontario man

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]]> Stock promoters, broker busted in cross-border sting https://www.investmentexecutive.com/newspaper_/news-newspaper/news-47221/ Mon, 01 Dec 2008 16:27:00 +0000 https://www.investmentexecutive.com/uncategorized/news-47221/ The three were caught in an operation conducted by the Vancouver police, the RCMP’s IMET and the FBI

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]]> OSC’s Watson to join RCMP Integrated Market Enforcement Program https://www.investmentexecutive.com/news/from-the-regulators/oscs-watson-to-join-rcmp-integrated-market-enforcement-program/ Wed, 06 Aug 2008 16:25:00 +0000 https://www.investmentexecutive.com/uncategorized/oscs-watson-to-join-rcmp-integrated-market-enforcement-program/ Dowdall-Logie to oversee OSC enforcement branch

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]]> Former B.C. dealer charged with $10 million fraud https://www.investmentexecutive.com/news/from-the-regulators/former-b-c-dealer-charged-with-10-million-fraud/ Sun, 29 Jun 2008 16:10:00 +0000 https://www.investmentexecutive.com/uncategorized/former-b-c-dealer-charged-with-10-million-fraud/ A former B.C. mutual fund dealer is facing fraud charges in a scheme that police say cost investors $10 million.The Vancouver Integrated Market Enforcement Team (IMET), Victoria police and the FBI have formally charged Ian Thow with 25 counts of fraud over $5,000.IMET began investigating Thow in the summer of 2005 after complaints were lodged […]

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]]> RCMP releases IMET report https://www.investmentexecutive.com/news/industry-news/rcmp-releases-imet-report/ Mon, 03 Dec 2007 19:55:00 +0000 https://www.investmentexecutive.com/uncategorized/rcmp-releases-imet-report/ Report outlines measure to speed up white collar crime investigations

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]]> Le Pan to bolster fight against white collar crime https://www.investmentexecutive.com/news/people/le-pan-to-bolster-fight-against-white-collar-crime/ Mon, 14 May 2007 15:50:00 +0000 https://www.investmentexecutive.com/uncategorized/le-pan-to-bolster-fight-against-white-collar-crime/ Former OSFI head appointed senior expert advisor to RCMP

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]]> IMET makes arrest in Pender International case https://www.investmentexecutive.com/news/from-the-regulators/imet-makes-arrest-in-pender-international-case/ Mon, 29 Jan 2007 21:45:00 +0000 https://www.investmentexecutive.com/uncategorized/imet-makes-arrest-in-pender-international-case/ Mitton facing fraud charges

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