Insurance Council of British Columbia – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 08 Oct 2019 00:03:01 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Insurance Council of British Columbia – Investment Executive https://www.investmentexecutive.com 32 32 B.C. regulators cancel life licences https://www.investmentexecutive.com/news/from-the-regulators/b-c-regulators-cancel-life-licences/ Tue, 21 Nov 2017 21:00:00 +0000 https://avatar.investmentexecutive.com/uncategorized/b-c-regulators-cancel-life-licences/ The agents had similar answer sequences on their licensing exams

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]]> B.C. insurance regulator cancels life agent’s licence https://www.investmentexecutive.com/news/from-the-regulators/b-c-insurance-regulator-cancels-life-agents-licence/ Mon, 30 Jan 2017 18:50:00 +0000 https://www.investmentexecutive.com/uncategorized/b-c-insurance-regulator-cancels-life-agents-licence/ The OSC had suspended Liyaun Qi’s registration as an ultimate designated person and as a dealing representative permanently last year

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]]> B.C. life insurance agent suspended for five years https://www.investmentexecutive.com/news/from-the-regulators/b-c-life-insurance-agent-suspended-for-five-years/ Mon, 23 Jan 2017 22:10:00 +0000 https://www.investmentexecutive.com/uncategorized/b-c-life-insurance-agent-suspended-for-five-years/ Sherry Cheng-Hui Kao borrowed money from clients to speculate in real estate and misled both the clients, and her employer, the ICBC found

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]]> IIROC, B.C. regulator to strengthen consumer protection https://www.investmentexecutive.com/news/from-the-regulators/iiroc-b-c-regulator-to-strengthen-consumer-protection/ Mon, 20 Jun 2016 16:50:00 +0000 https://www.investmentexecutive.com/uncategorized/iiroc-b-c-regulator-to-strengthen-consumer-protection/ The self-regulatory organization has signed a memorandum of understanding with the Insurance Council of British Columbia

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]]> Insurance regulators relying on MGAs to identify agent misconduct https://www.investmentexecutive.com/news/from-the-regulators/insurance-regulators-relying-on-mgas-to-identify-agent-misconduct/ Thu, 31 Mar 2016 14:00:00 +0000 https://www.investmentexecutive.com/uncategorized/insurance-regulators-relying-on-mgas-to-identify-agent-misconduct/ The ICBC has set up a quasi “help line” inviting MGAs to call the regulator in cases in which they identify a potential problem with an agent’s conduct

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]]> B.C. insurance regulator suspends agent https://www.investmentexecutive.com/news/from-the-regulators/b-c-insurance-regulator-suspends-agent/ Tue, 21 Jan 2014 19:40:00 +0000 https://www.investmentexecutive.com/uncategorized/b-c-insurance-regulator-suspends-agent/ Part-time agent’s improper use of database results in 18-month suspension

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]]> B.C. insurance agent suspended https://www.investmentexecutive.com/news/from-the-regulators/b-c-insurance-agent-suspended/ Fri, 26 Jul 2013 20:30:00 +0000 https://www.investmentexecutive.com/uncategorized/b-c-insurance-agent-suspended/ Insurance Council rules agent made inappropriate investment recommendations to a client

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]]> Three B.C. insurance reps disciplined https://www.investmentexecutive.com/news/from-the-regulators/three-b-c-insurance-reps-disciplined/ Wed, 26 Sep 2012 12:30:00 +0000 https://www.investmentexecutive.com/uncategorized/three-b-c-insurance-reps-disciplined/ Regulator imposes two-year ban on rep who misappropriated premiums

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]]> Insurance regulator suspends B.C. agent https://www.investmentexecutive.com/news/from-the-regulators/insurance-regulator-suspends-b-c-agent/ Fri, 14 Sep 2012 14:00:00 +0000 https://www.investmentexecutive.com/uncategorized/insurance-regulator-suspends-b-c-agent/ Insurance Council alleges misuse of client funds

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]]> B.C. advisor’s insurance licence cancelled for five years https://www.investmentexecutive.com/news/from-the-regulators/b-c-advisors-insurance-licence-cancelled-for-five-years/ Tue, 12 Jun 2012 22:00:00 +0000 https://www.investmentexecutive.com/uncategorized/b-c-advisors-insurance-licence-cancelled-for-five-years/ Insurance Council of B.C. says Roberta McIntosh “poses a significant risk to the public”

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