Company: Investment Industry Regulatory Organization of Canada

1219 results found

Regulator plans to work with provincial regulators and step up efforts to protect vulnerable investors such as seniors

The assets may not fall under the jurisdiction of traditional securities regulators

The move is intended to reduce the compliance burden for IIROC firms

Group says cryptoassets should be subject to the same regulatory principles as traditional securities

Firm seeks approval from OSC on regulated market for digital assets

Octagon Capital was suspended in 2015 after IIROC found it to be capital deficient

BCSC report warns of liquidity, security and volatility risks; IIROC assembles crypto working group

Paying dealers to solicit votes in contested director elections creates "unmanageable" conflict

Not responding will result in a much harsher penalty

The reduced reporting deadline for debt transactions won't take effect until April