Company: Investment Industry Regulatory Organization of Canada

1219 results found
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The SRO has revised its criteria for independent directors

The central bank will start publishing the interest rate benchmark in June

A simple IIROC-MFDA merger won't fix investors' issues, Kenmar argues

Nominations due March 16

IIROC’s findings of industry misconduct require a stronger response

An IOSCO report highlights crypto trading issues, but stops short of setting standards

The designation qualifies as an alternative to the CSC

A new paper envisions a single SRO, with the CSA taking responsibility for market regulation

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

Victoria Harnish will serve a two-year term

  • By: IE Staff
  • January 30, 2020 January 30, 2020
  • 14:35

Firm failed to question sales on risky exempt securities to certain clients