Conflict provisions have been delayed by six months, while disclosure has been pushed back by a year
Five European regulators extend short ban to May 18
SRO fees are being pushed back for small and mid-size firms, which represent 90% of investment dealers
Over $1 trillion was traded in the first quarter, IIROC data shows
CSA and IIROC report no signs of excessive short pressure
An IIROC panel found the rep engaged in improper personal financial dealings with a client and misled investigators
Market operations have proven resilient
Investor group says CSA must go deeper than an IIROC-MFDA merger review
The SRO is prepared to grant temporary exemptions from several requirements
IIROC reports that account intrusions are increasing