Company: Investment Industry Regulatory Organization of Canada

1219 results found

Over $1 trillion was traded in the first quarter, IIROC data shows

rules and regulations

CSA and IIROC report no signs of excessive short pressure

An IIROC panel found the rep engaged in improper personal financial dealings with a client and misled investigators

Market operations have proven resilient

Investor group says CSA must go deeper than an IIROC-MFDA merger review

rules and regulations

The SRO is prepared to grant temporary exemptions from several requirements

IIROC reports that account intrusions are increasing

IIROC revises the deadline due to technical complexity, risk

The April deadline has been pushed to July

The proposals are out for a 135-day comment period