IIROC to hold AGM via video conference in September
SRO reform should serve the public interest and investors’ needs, writes John Carson of FAIR Canada
No issues found in targeted review of SRO's enforcement function
SRO reform can lead to a better outcome for dealers and their clients
SRO proposes early adoption of provisions from plain language rewrite
After sanctioning non-compliance, IIROC board grants relief from CRM2 provision to TD Waterhouse
The self-regulatory organization calls on fund dealers to participate in policy consultations
Nominations for market reg and fixed-income committees due Aug. 21
Why SROs work well for investors and the industry
The SRO staff's authority to rule on exemption applications has been extended